Since I haven’t been posting often enough recently, and my schedule is so screwed up because of holidays and the like, and since I happen to have two drafts available I’m posting them both today.

A while back I was playing around with some sorting algorithms and benchmarks sorting_benchmarks for Parrot. I had a quicksort hybrid implementation written in winxed that was consistently out-performing the built-in C implementation of quicksort by about 20%. I decided that I wanted to play with a few more algorithms, especially algorithms which were known to have different performance characteristics on different input types.

For GCI I created two new tasks asking for alternate sort implementations. The first was a Timsort implementation, and the second was for Smoothsort. GCI students Yuki’N and blaise each delivered a winxed implementation of their respective sort, and now I’m able to do some interesting benchmarks showing how they work on different inputs. Here are some of those results:

```
N = 100000
SORT_TRANSITION = 6
FORWARD-SORTED (PRESORTED) BENCHMARKS
sort with .sort BUILTIN (reversed)
9.872862s - %100.000000
Number of items out of order: 0
sort with Rosella Query (reversed)
8.623591s - %87.346416 (-%12.653584 compared to base)
Number of items out of order: 0
qsort+insertion sort (reversed)
7.812607s - %79.132142 (-%20.867858 compared to base)
Number of items out of order: 0
timsort (reversed)
0.693221s - %7.021481 (-%92.978519 compared to base)
Number of items out of order: 0
Smoothsort (reversed)
2.154514s - %21.822589 (-%78.177411 compared to base)
Number of items out of order: 0
REVERSE-SORTED BENCHMARKS
sort with .sort BUILTIN (reversed)
10.000436s - %100.000000
Number of items out of order: 0
sort with Rosella Query (reversed)
8.891811s - %88.914232 (-%11.085768 compared to base)
Number of items out of order: 0
qsort+insertion sort (reversed)
8.555817s - %85.554438 (-%14.445562 compared to base)
Number of items out of order: 0
timsort (reversed)
0.812737s - %8.127015 (-%91.872985 compared to base)
Number of items out of order: 0
Smoothsort (reversed)
10.521473s - %105.210141 (+%5.210141 compared to base)
Number of items out of order: 0
RANDOM BENCHMARKS
sort with .sort BUILTIN (random)
13.536509s - %100.000000
Number of items out of order: 0
sort with Rosella Query (random)
12.566452s - %92.833773 (-%7.166227 compared to base)
Number of items out of order: 0
qsort+insertion sort (random)
11.859363s - %87.610203 (-%12.389797 compared to base)
Number of items out of order: 0
Timsort (random)
14.461384s - %106.832449 (+%6.832449 compared to base)
Number of items out of order: 0
Smoothsort (random)
12.764498s - %94.296823 (-%5.703177 compared to base)
Number of items out of order: 0
```

The `SORT_TRANSITION`

parameter above is the size of the array below which the hybrid sort switches from quicksort to insertion sort. 6 is an arbitrary value, but seems to have reasonably good results. I could spend some time to tune this value, but I haven’t.

These benchmarks show some things we already knew: the built-in Quicksort implementation from Parrot is poor across the board. The Quicksort variant that’s in Rosella is better, and my hybrid quicksort+insertion sort variant is better still. What’s interesting to see is how Timsort and Smoothsort perform on these workloads.

Timsort is designed to work well with “real-world” data which is already sorted or already partially sorted. It identifies runs in the data that are already mostly sorted and merges subsequent runs together. Timsort also has the nice feature of identifying runs which are already reverse-sorted and does a very fast reverse to get them ready for merging. We see that the Timsort blows all other challengers out of the water when the array is already sorted and already reverse-sorted. In these instances, the analysis stages of Timsort figure out that no sorting is ever necessary.

Smoothsort constructs a special type of heap from the input data, and uses basic balancing operations on the heap to find the largest value, extracts it, and rebalances the heap. It works very well for the pre-sorted case, but not quite as well as Timsort because it does need to construct this heap first then iterate over it. Smoothsort goes so quick because the heap rebalancing operations when the array is already sorted are almost free. So Smoothsort is quick on a pre-sorted array, but we also see that it’s terrible when the input array is reverse sorted. Timsort still does very well in this case.

When the array is completely random, the story is a little bit different. Both Timsort and Smoothsort lose to the quicksort implementations for completely random data. Timsort actually is *worse* than Parrot’s built-in quicksort, one of the few results we measure to be slower. Smoothsort is in the same ballpark as the Rosella quicksort, but is a few percent off of the hybrid sort.

If I had to put together a small report-card for these algorithms under all these conditions, it would look something like this:

```
algorithm pre-sorted reversed random
------------------------------------------------------
quicksort B B A
hybrid sort B+ B+ A+
Timsort A+ A+ C
Smoothsort A C B+
```

At a glance you can really see where each algorithm excels.

It’s worth nothing here that all these implementations are relatively naive and unoptimized. So we can say that “But Algorithm X could be optimized to be even better!”, but the same can be said about all of them. I’ll be doing some of that in the coming days, but I don’t expect any radical changes.

What I would like to do in the future is provide a default sort implementation but also have the sorting interface take some sort of optional “hint” flag that can tell the sorter about certain properties of the data, and select an algorithm specifically tuned for that workload. From the data I have seen so far, I suspect I would like to use by quicksort hybrid as the default, but be able to switch to Timsort if the user hints the input data might already be partially sorted.

### Addenum about Big-O and Algorithms

Everybody will tell you that quicksort is `O(n log n)`

on average, and has a pathological worst-case that’s `O(n^2)`

. People will also happily point out that something like Timsort has a best case of `O(n)`

. What these simple expressions ignore are all the details. The pathological worst case of Quicksort requires a very specific input ordering and an absolute worst selection of the pivot element at each recursion. Even basic modifications to the algorithm or using a hybrid approach completely eliminates these worst-cases. Without such basic modifications the worst-case is certainly possible, but relatively unlikely.

What people also forget when talking about big-O notation are the coefficients. When I say that quicksort has average complexity of `O(n log n)`

, what I really mean is that the amount of time it takes is:

`t = c * n * log(n) + f(n) + d`

Where `f(n)`

is any function that grows more slowly than `n * log(n)`

, and `c`

and `d`

are arbitrary coefficients. The quicksort algorithm, properly implemented and optimized, has very low coefficients. The algorithm requires very little setup (`d`

) and performs relatively few operations per iteration (`c`

). The reason why Parrot’s built-in quicksort performs so poorly is because the `c`

there involves recursive PCC calls and nested runloops, so `c`

is unnecessarily large. Just by having it all run in a single runloop we can drop `c`

enough to beat the original implementation. The two implementations use almost exactly the same algorithm, so it’s differences in `c`

(and, to a smaller extent, differences in `d`

) that result in the timing improvements.

Insertion sort, and this is why I picked it to be part of my hybrid quicksort, has `O(n^2)`

complexity, but with very low `c`

. Below a certain threshold, the quick sort algorithm becomes dominated by recursion calls and stack management, and below that threshold the insertion sort performs better. Basically, there’s a very narrow window below which insertion sort’s `O(n^2)`

is lower than quicksort’s `O(n log n)`

. By switching algorithms below that threshold, we can squeeze out a few extra percentage points in performance savings. I could easily have used something else like Bubblesort here for the same kind of effect.

Timsort, because it does involve ahead-of-time analysis steps to detect pre-sorted runs is always going to be at something of a disadvantage when faced with a purely-random input. Assuming it’s core sorting algorithm is as efficient on random data as quicksort is (it isn’t, but we can pretend), Timsort is always going to lose those benchmarks because quicksort will be just as fast during the sorting and wont have a forward analysis phase.

Smoothsort is very interesting from a mathematical perspective, and it doesn’t do ahead-of-time analysis like Timsort does. Of course, it does need to construct that special heap, which likewise acts like a damping agent on overall performance results. Smoothsort does very well on pre-sorted data, reasonably well on random data, and completely falls apart when the data is almost exactly reverse-sorted. I suspect we could do some kind of analysis there to detect the worst case and build our heaps backwards, but that would further cut into the performance cost of the common cases.